Our firm represents corporations, corporate officers and directors, minority shareholders, brokers, and brokerage firms in securities litigation and regulatory enforcement actions, including insider trading, market manipulation, and securities fraud matters.
Our securities clients benefit from our aggressive trial skills and securities experience, representing both plaintiffs and defendants, in shareholder class actions and derivative litigation. We represent individuals and companies in regulatory investigations and enforcements actions brought by the SEC and CFTC. Often, securities litigation involves parallel criminal investigations or proceedings, and GM Law defends clients in those proceedings.
GM Law attorneys have recently represented securities plaintiffs and defendants in multiple industries, including: